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OSC personnel will likely be Talking in the Milliken Mills Neighborhood Centre. The Shield Your hard earned money presentation may help community associates find out how to safeguard them selves from investment decision fraud, what thoughts to inquire just before they commit and how to make additional informed fiscal selections.

To hear directly from OSC staff members on best tactics for partaking with personnel on procedural and administrative troubles

 

 

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OSC staff will be speaking to Sahara Senior Products and services members about fraud avoidance, dealing with an advisor and how to make additional educated financial conclusions.

OSC staff, in partnership with CPA Canada, are going to be providing a just one-hour webinar that explores a range of monetary reporting subject areas. These incorporate: Non-GAAP money steps

Registration is free and is also very first appear, initial served. Please note that as a consequence of Room constraints, and efforts to ensure illustration from across the authorized Group, Just one registrant for every company are going to be invited to show up at this session. We will validate attendance through affirmation email by November 8, 2017.

OSC staff will probably be Talking at Ryerson’s fifty+ Competition. Come and listen to staff members go over how to guard yourself from financial investment fraud and how to make much more educated monetary decisions.

 

 

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OSC employees will likely be for look at here now the Senior Citizen’s Drop in Centre to discuss fraud avoidance. The Defend Your cash presentation can help Group users find out how to protect them selves from investment fraud, what issues to request prior to they commit and the way to make far more knowledgeable fiscal selections.

To know the important ongoing securities needs To be familiar with typical filing deficiencies in order to stay away from them To listen to straight from OSC team best practices for dealing with the OSC on ongoing filing troubles Personal companies looking at heading public would also obtain it practical to find out about the continuing prerequisites if you become a public enterprise Presentation slides:Slides: Continual Disclosure Obligations

 

 

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OSC team will probably be speaking at a Seniors luncheon about expenditure fraud security. Seniors will learn to recognize the red flags of fraud in addition to hear about some popular forms of fraud.

OSC employees will probably be Talking in the David Durward Centre about investment fraud avoidance, queries to check with before you browse around this site invest and where to uncover impartial details.

 

 

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OSC personnel are going to be speaking to customers of Bell Pensioners Group about expense fraud avoidance and thoughts to talk to before you invest.

Show up at the Secure your cash presentation to know the red flags of fraud, typical forms of expenditure fraud, and how to make much more educated financial selections. Additional information

 

 

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The OSC’s teletownhalls undoubtedly are a way for that Trader Business to attach with Many Ontarians at a time. Teletownhalls do the job very like a get in touch with-in radio display the place OSC personnel offer information, solution queries and perform Are living polls more than the study course of 1 hour.

Boost idea of compliance obligations for “just one-human being” PM companies, like best practices for producing a company succession strategy.

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Recognize the issues which have been exceptional or prevalent towards the portfolio supervisor registration class Achieve an awareness of OSC policy initiatives that affect operations of advisers Listen to about prevalent deficiencies identified throughout compliance assessments and relevant best methods Presentation components:

This seminar will assist mining contributors with improving upon their technological disclosure and supply a possibility to hear straight from the regulator about common disclosure pitfalls and challenges.

 

 

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OSC staff members will probably be Talking to new Canadians concerning the OSC, funds management, fraud avoidance, what issues to check with in advance of investing and exactly where to locate impartial economic info.

Chief compliance officers and supreme specified folks of registrants. People today associated with the day-to-day compliance functions at registrant firms who converse registration necessities to registered people.

To maintain abreast of recent subjects To be familiar with frequent submitting deficiencies to help you keep away from them To hear directly from OSC workers on best procedures for working with the OSC on constant disclosure troubles Personal organizations considering heading community would also locate it useful to study the continuing needs whenever you become a public enterprise

Who need to go to: Expense fund industry members, including investment decision fund supervisors and sellers and advisers who advocate mutual cash to their clients, who have an interest while in the exploration executed via the Brondesbury Team and Professor Cummings

 

 

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Attain simple answers on how to counter cyber hazard and defend your enterprise from these threats.

A multi-faceted initiative, OSC staff members are travelling to communities throughout Ontario to both of those supply Trader seminars on fraud avoidance while also Assembly with nearby enterprise, govt officers, legislation enforcement and various community organizations which happen to be find out impacted via the province's securities regulation.

 

 

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OSC team will likely be speaking to associates with the Probus Club of Bradford. The presentation, Safeguard Your hard earned money, will go over: prevalent sorts of fraud, warning signs of fraud and what issues to ask in advance of investing so you may make much more educated investing conclusions.

Personnel will explore critical difficulties and customary glitches connected with the calculation and filing with the participation fees. There'll also be discussion of your conclusions with the 2013 desk review of participation expenses calculations and a dialogue on the proposed alterations to OSC Rule 13-502 Service fees

 

 

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A multi-faceted initiative, OSC workers are travelling to communities across Ontario to both produce investor seminars on fraud prevention though also meeting with community enterprise, federal government officials, regulation enforcement along with other Local community organizations which can be impacted with the province's securities regulation.

OSC staff are going to be in the Terryberry Library providing the Guard Your hard earned money presentation. Neighborhood customers will learn how to shield them selves from investment decision fraud, what inquiries to talk to before they commit and how to make more knowledgeable money selections.

 

 

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Go to the OSC's investor presentation, Guard Your Money to understand fraud click over here now avoidance, working with look at this web-site an advisor and the way to make additional informed investing decisions.

A website link to an archived replay of the webinar is going to be available right here once the summary of the session.

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The Canadian Securities Directors (CSA) declared right now that it will maintain a roundtable to discuss problems connected to cyber stability and options for bigger collaboration, communication and coordination while in the party of the cyber stability incident.

OSC workers will be speaking to newcomers that can help them know where to discover unbiased monetary facts, what questions to request in advance of they invest plus the warning signs of fraud.

 

 

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This seminar will highlight key policy initiatives and traits which might be outlined during the Compliance and Registrant Regulation (CRR) Branch’s yearly summary report that will be revealed in the autumn of 2015.

The seminar will concentrate on crucial elements of the guidelines and processes manual and making certain they are actually carried out correctly. Also, the seminar will go over the function and responsibilities of the final word selected man or woman and Main compliance officer, such as the yearly report to the Board, and in addition contact on emerging troubles that compliance personnel should really think about when coming up with or maximizing their compliance systems.

OSC employees is going to be Talking to Unifor Community 1451 retirees about fraud prevention. The Guard Your hard earned money presenters will help retirees find out to acknowledge the purple flags of fraud and likewise listen to about some common forms of fraud.

Howard Wetston will speak to the team regarding the worries he has faced because the regulator of Canada's biggest cash marketplaces along with examine the highway ahead.

 

 

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India Rainbow Local community Expert services of Peel will host a Protect Your hard earned money presentation as Element recommended you read of its seniors wellness system. This presentation should help seniors learn the way to recognize frauds and cons, what to do in the event you suspect a fraud and the place to locate unbiased details.

Attain insight into how a registrant can efficiently oversee its provider vendors in an effort to satisfy its obligation of staying responsible and accountable to the work done by service companies.

 

 

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OSC team will probably be Talking in a Seniors luncheon about expense fraud protection. Seniors will master to recognize the pink flags of fraud and in addition listen to about some widespread sorts of fraud.

The seminar will focus on how to talk to consumers in a compliant way. Important consumer communications included will contain: internet marketing, consumer agreements, know your consumer documentation, relationship disclosure details and shopper account statements.

 

 

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OSC staff members, in partnership with CPA Canada, will likely be delivering a one particular-hour webinar that explores a range of monetary reporting topics.

Maureen Jensen presents an update within the status of The brand new ‘comply or describe’ disclosure rules on gender variety. She's accompanied by a panel of seasoned corporate directors, who handle difficulties and problems they confronted in currently being effective administrators. Panellists Contain:

 

 

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OSC team might be speaking for the Milliken Mills Community Centre. The Shield Your hard earned money presentation should help community users find out how to safeguard on their own from financial investment fraud, what queries to ask prior to they commit and the way to make extra educated fiscal conclusions.

We welcome associates with the Group to return in, Use a espresso, and chat about developments that may affect their enterprise, including the Canadian Securities Directors’ Regulatory Sandbox and employees see on cryptocurrency choices.

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OSC staff will be Chatting with members of your Ganaraska Valley Probus Club about fraud avoidance and what thoughts to inquire before you decide to spend.

OSC workers will offer newcomers with impartial economical facts that will help them make much more educated financial choices as element of their pre-arrival program to Ontario.

 

 

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OSC will be taking part in a Economic Instruction Discussion board to educate new Canadians about investment fraud, and what queries to request before you invest.

This seminar will critique frequent administrative and procedural filing issues and faults created by reporting issuers. OSC employees will go over how to stop specified frequent faults inside the context of prospectus, application... More details

The seminar will target regarding how to communicate with purchasers inside a compliant way. Vital shopper communications lined will incorporate: promoting, customer agreements, know your customer documentation, marriage disclosure information and facts and client account statements.

The OSC’s teletownhalls undoubtedly are a way to the Investor Place of work to connect with 1000s of Ontarians at any given time. Equivalent in format to the phone-in radio show, during the teletownhall OSC workers supply facts, solution queries and carry out live polls around the study course of 1 hour.

 

 

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OSC workers will probably be exhibiting and Talking in the fifty+ Lively Living and data Reasonable. Fall with the OSC’s desk to talk to employees and/or go to certainly one of our presentations to find out how guard yourself from expenditure fraud and make extra educated economical conclusions.

OSC employees will be in the Retire in Style function to look at fraud avoidance. Go to the Guard Your hard earned money presentation to learn how to spot the red flags of investment fraud, widespread kinds of fraud and what issues to question prior to deciding to devote.

 

 

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OSC team will be speaking to associates from the Lincoln West RWTO Branch about fraud prevention and the way to make extra informed financial conclusions.

OSC staff are going to be Talking to newcomers within the Cross-Cultural Group Companies Association to assist them know exactly where to uncover impartial money read the full info here details, what questions to question before they spend and the warning indications of fraud.

 

 

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A multi-faceted initiative, OSC employees are travelling to communities throughout Ontario to both of those provide investor seminars on fraud prevention though also meeting with neighborhood business, government officials, regulation enforcement and various community companies which are impacted with the province's securities regulation.

OSC staff members will be in the Terryberry Library offering the Guard Your hard earned money presentation. Local community associates will learn the way to guard themselves from investment decision fraud, what queries to ask right before they invest and the way to make much more knowledgeable financial choices.

 

 

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Consider action as well as fellow leaders from enterprise, civil Culture, governing administration plus the United Nations to scale up gender equality and realize the Sustainable Growth Targets - specially SDG5, focused on the empowerment of women and ladies.

Go to the OSC's Trader presentation, Guard Your Money to find out about fraud avoidance, deciding upon and dealing with an advisor and the way to make a lot more knowledgeable investing choices.

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